Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2017)
    • [FCA CF] Client dealing (since 6 Jan 2017)
    • [FCA CF] Manager of certification employee (since 6 Jan 2017)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (4 Mar 2015 to 28 Oct 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.