Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GE Wealth Management Ltd
FRN 944366
- (2)Employed By (since 5 Feb 2021)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Jun 2019)
- CF30 Customer (since 19 Aug 2014)
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- (43)Employed By (19 Aug 2014 to 25 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (43)Employed By at AAGSJP Ltd