Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Client dealing (since 28 Aug 2020)
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Client dealing (since 28 Aug 2020)
- [FCA CF] Manager of certification employee (since 17 Aug 2020)
- CF30 Customer (4 Mar 2014 to 8 Dec 2019)
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- [FCA CF] Material risk taker (2 Feb 2023 to 3 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.