Robert Graham Forbes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • SMF18 Other Overall Responsibility (24 Jun 2022 to 29 Dec 2023)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF22 Other Local Responsibility (7 Mar 2016 to 29 Dec 2023)
    • CF10a CASS Oversight function (14 May 2015 to 6 Mar 2016)
    • CF29 Significant management (14 May 2015 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.