Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Material risk taker (since 7 Jul 2025)
- [FCA CF] Client dealing (since 7 Jul 2025)
- [FCA CF] Manager of certification employee (since 7 Jul 2025)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Material risk taker (since 7 Jul 2025)
- [FCA CF] Manager of certification employee (since 7 Jul 2025)
- [FCA CF] Client dealing (since 7 Jul 2025)
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- [FCA CF] Material risk taker (18 Dec 2020 to 1 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Jul 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2025)
- CF30 Customer (10 Mar 2015 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Jul 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 1 Jul 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2025)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 1 Jul 2025)
- [FCA CF] Material risk taker (27 Jan 2020 to 1 Jul 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2025)
- CF30 Customer (22 Aug 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.