Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF4 Partner (AR) (since 1 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Oct 2015)
    • (2)Employed By (since 10 Nov 2015)
  • Yellow Capital Investment & Financial Planning Ltd (no longer approved here)

    FRN 503161

    • Employed By (12 Oct 2015 to 29 Jul 2016)
  • Fisher 4 Mortgages Limited (no longer approved here)

    FRN 230013

    • (1)Employed By (22 Dec 2003 to 12 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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