Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Apr 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Dec 2003 to 20 Dec 2005)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 17 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (1 Dec 2001 to 17 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.