Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2020 to 15 Jul 2022)
    • CF30 Customer (17 Jun 2020 to 15 Jul 2022)
    • CF1 Director (AR) (17 Jun 2020 to 15 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 16 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (31 May 2016 to 1 Jul 2018)
    • CF30 Customer (4 Apr 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 12 Apr 2010)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.