Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF10a CASS Oversight function (6 Dec 2011 to 1 Jul 2012)
    • CF29 Significant management (4 Feb 2008 to 8 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.