Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (29 May 2003 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.