Robert Francis Allan Brooks

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (2 Sep 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (2 Sep 2005 to 31 Oct 2007)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (2 Sep 2005 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (2 Sep 2005 to 17 Sep 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.