Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Belle Financial Services Limited
FRN 959222
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
- SMF16 Compliance Oversight (since 1 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
- SMF3 Executive Director (since 1 Sep 2022)
- [FCA CF] Client dealing (since 1 Sep 2022)
- Responsibility for MCD Intermediation (since 1 Sep 2022)
- Responsible for Insurance Distribution (since 1 Sep 2022)
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- CF30 Customer (9 Aug 2012 to 4 Oct 2019)
- CF1 Director (AR) (9 Aug 2012 to 4 Oct 2019)
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- Employed By (9 Jan 2012 to 4 Oct 2019)
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- Employed By (23 Jun 2009 to 4 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.