Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • SMF16 Compliance Oversight (since 1 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
    • SMF3 Executive Director (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • Responsibility for MCD Intermediation (since 1 Sep 2022)
    • Responsible for Insurance Distribution (since 1 Sep 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (9 Aug 2012 to 4 Oct 2019)
    • CF1 Director (AR) (9 Aug 2012 to 4 Oct 2019)
  • Belle Financial Services Ltd (no longer approved here)

    FRN 570926

    • Employed By (9 Jan 2012 to 4 Oct 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 4 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.