Robert Firth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Material risk taker (since 24 Feb 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Oct 2024)
    • CF30 Customer (5 Aug 2010 to 18 Oct 2013)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 7 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.