Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 5 Dec 2024)
    • CF1 Director (AR) (since 1 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jan 2024)
    • CF30 Customer (since 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (24 Jan 2024 to 5 Dec 2024)
    • (3)Employed By (since 18 Jan 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (14 Feb 2020 to 23 Jun 2023)
    • CF30 Customer (7 Feb 2020 to 23 Jun 2023)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (226)Employed By (7 Feb 2020 to 23 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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