Robert Emmet

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clear Capital Markets Ltd
FRN 706689
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 4 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 4 Jul 2024)
Optiva Securities Limited (no longer approved here)
FRN 181192
- [FCA CF] Client dealing (9 Dec 2020 to 13 Oct 2023)
- CF30 Customer (19 Mar 2019 to 8 Dec 2019)
Bruegger Invest Limited (no longer approved here)
FRN 190436
- CF30 Customer (30 Nov 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.