Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
- CF1 Director (AR) (9 Jun 2015 to 13 Nov 2023)
- CF30 Customer (9 Jun 2015 to 9 Jun 2015)
-
- CF30 Customer (30 Jun 2009 to 3 Aug 2009)
- CF1 Director (AR) (21 May 2008 to 8 Nov 2015)
- CF4 Partner (AR) (26 Feb 2007 to 21 May 2008)
-
- CF1 Director (AR) (21 May 2008 to 8 Nov 2015)
- CF4 Partner (AR) (26 Feb 2007 to 21 May 2008)
-
- (2)Employed By (1 Oct 1998 to 8 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.