Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
    • CF1 Director (AR) (9 Jun 2015 to 13 Nov 2023)
    • CF30 Customer (9 Jun 2015 to 9 Jun 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Jun 2009 to 3 Aug 2009)
    • CF1 Director (AR) (21 May 2008 to 8 Nov 2015)
    • CF4 Partner (AR) (26 Feb 2007 to 21 May 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (21 May 2008 to 8 Nov 2015)
    • CF4 Partner (AR) (26 Feb 2007 to 21 May 2008)
  • Hemmens Financial Limited (no longer approved here)

    FRN 176803

    • (2)Employed By (1 Oct 1998 to 8 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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