Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (29 Feb 2012 to 11 Jun 2013)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (28 Jun 2011 to 24 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Feb 2010 to 21 Jun 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 23 Jan 2010)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Aug 2004 to 4 Oct 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (19 Jun 2003 to 16 Nov 2003)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (472)Employed By (19 Jun 2003 to 16 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.