Robert Drummond McMurrich

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Roxburgh Financial Planning Ltd
FRN 1004652
- (4)Employed By (since 23 Nov 2023)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 18 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 May 2018)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (15 Apr 2015 to 28 Mar 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (12 May 2014 to 21 Jun 2018)
Roxburgh Ltd (no longer approved here)
FRN 464721
- Employed By (12 May 2014 to 29 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.