Robert Drake-Brockman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 1 Sep 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (10 Sep 2002 to 12 Jun 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.