Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 21 Mar 2025)
- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [FCA CF] Manager of certification employee (20 Nov 2023 to 31 Dec 2023)
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- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [FCA CF] Significant management (since 3 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Nov 2023)
- [FCA CF] Manager of certification employee (20 Nov 2023 to 31 Dec 2023)
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
- [FCA CF] Manager of certification employee (23 May 2024 to 8 Apr 2025)
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- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
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- [FCA CF] Material risk taker (22 Sep 2020 to 16 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (22 Sep 2020 to 16 May 2023)
- CF30 Customer (20 Nov 2014 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (22 Sep 2020 to 16 May 2023)
- [FCA CF] Material risk taker (22 Sep 2020 to 16 May 2023)
- CF30 Customer (20 Nov 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.