Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RDR Wealth Management Ltd
FRN 1051371
- (2)Employed By (since 24 Feb 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 15 Jul 2009)
- CF1 Director (AR) (since 15 Jul 2009)
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- (4)Employed By (11 Apr 2019 to 25 Mar 2026)
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- (5)Employed By (27 May 2010 to 11 Feb 2020)
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- Employed By (15 Jul 2009 to 24 Aug 2021)
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- CF21 Investment Adviser (15 Mar 2006 to 4 Aug 2006)
- CF1 Director (AR) (7 Oct 2004 to 4 Aug 2006)
- CF22 Investment Adviser (Trainee) (7 Oct 2004 to 15 Mar 2006)
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- (1)Employed By (7 Oct 2004 to 4 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.