Robert Dixon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Client dealing (since 25 May 2021)
The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 20 Dec 2018)
Northern Trust Global Services SE (no longer approved here)
FRN 829966
- [FCA CF] Client dealing (1 Mar 2019 to 1 Mar 2024)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (27 Jan 2010 to 16 Dec 2011)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (6 Jun 2008 to 1 Feb 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.