Robert Derek Winter

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 17 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 17 Dec 2024)
    • CF1 Director (AR) (since 17 Dec 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2024)
    • CF1 Director (AR) (9 May 2017 to 9 Dec 2024)
    • CF30 Customer (29 Jan 2013 to 9 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Mar 2009 to 8 Mar 2010)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Oct 2006 to 7 Feb 2008)
  • Compass Mortgage Services Ltd (no longer approved here)

    FRN 459243

    • Employed By (30 Oct 2006 to 7 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

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