Robert Derek Douglas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2023)
  • Robert Douglas

    FRN 1006240

    • (1)Employed By (since 20 Nov 2023)
  • JKFS (UK) LIMITED (no longer approved here)

    FRN 610900

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (1 Dec 2014 to 31 Aug 2023)
  • Melville Independent plc (no longer approved here)

    FRN 550326

    • Employed By (11 Nov 2014 to 31 Aug 2023)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (23 Jun 2011 to 11 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Jan 2011 to 23 Jun 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (2 Feb 2010 to 30 Dec 2010)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 6 Nov 2009)
    • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (108)Employed By (24 Dec 2003 to 20 May 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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