Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 29 Apr 2019)
    • Responsibility for MCD Intermediation (since 29 Apr 2019)
    • CF10 Compliance Oversight (29 Apr 2019 to 8 Dec 2019)
    • CF1 Director (29 Apr 2019 to 8 Dec 2019)
  • London Money (Financial Services) Ltd (no longer approved here)

    FRN 527092

    • CF1 Director (AR) (12 Feb 2019 to 23 Apr 2019)
  • Coreco Specialist Finance Limited (no longer approved here)

    FRN 727005

    • CF1 Director (19 May 2016 to 15 Feb 2018)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF4 Partner (AR) (2 Aug 2012 to 9 May 2018)
    • CF1 Director (AR) (3 Nov 2009 to 7 Sep 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF4 Partner (AR) (2 Aug 2012 to 9 May 2018)
    • CF1 Director (AR) (3 Nov 2009 to 7 Sep 2012)
  • Coreco Partners LLP (no longer approved here)

    FRN 584771

    • Employed By (19 Jul 2012 to 9 May 2018)
  • Coreco Group Ltd (no longer approved here)

    FRN 511617

    • Employed By (3 Nov 2009 to 23 Apr 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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