Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Altura Mortgage Finance Limited
FRN 827849
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 29 Apr 2019)
- Responsibility for MCD Intermediation (since 29 Apr 2019)
- CF10 Compliance Oversight (29 Apr 2019 to 8 Dec 2019)
- CF1 Director (29 Apr 2019 to 8 Dec 2019)
-
- CF1 Director (AR) (12 Feb 2019 to 23 Apr 2019)
-
- CF1 Director (19 May 2016 to 15 Feb 2018)
-
- CF4 Partner (AR) (2 Aug 2012 to 9 May 2018)
- CF1 Director (AR) (3 Nov 2009 to 7 Sep 2012)
-
- CF4 Partner (AR) (2 Aug 2012 to 9 May 2018)
- CF1 Director (AR) (3 Nov 2009 to 7 Sep 2012)
-
- Employed By (19 Jul 2012 to 9 May 2018)
-
- Employed By (3 Nov 2009 to 23 Apr 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.