Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 15 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2024)
    • [FCA CF] CASS oversight function (since 7 May 2020)
    • [FCA CF] Manager of certification employee (since 7 May 2020)
    • CF28 Systems and controls (22 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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