Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • SMF3 Executive Director (since 10 Oct 2025)
    • [FCA CF] Client dealing (since 30 May 2024)
    • [FCA CF] Functions requiring qualifications (since 30 May 2024)
  • SIGNET CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 222755

    • [FCA CF] Client dealing (6 Jun 2023 to 27 Mar 2024)
  • Plurimi Wealth LLP (no longer approved here)

    FRN 466728

    • CF30 Customer (3 Nov 2016 to 25 Oct 2019)
    • CF4 Partner (3 Nov 2016 to 25 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.