Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HOTTINGER & CO. LIMITED
FRN 208737
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- SMF3 Executive Director (since 10 Oct 2025)
- [FCA CF] Client dealing (since 30 May 2024)
- [FCA CF] Functions requiring qualifications (since 30 May 2024)
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- [FCA CF] Client dealing (6 Jun 2023 to 27 Mar 2024)
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- CF30 Customer (3 Nov 2016 to 25 Oct 2019)
- CF4 Partner (3 Nov 2016 to 25 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
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