Robert Daniel Callaghan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Jun 2016 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (8 Sep 2015 to 12 Jul 2016)
  • Warwick Road Financial Services Ltd (no longer approved here)

    FRN 656015

    • Employed By (8 Sep 2015 to 12 Jul 2016)
  • Abbey Lane Financial Associates Ltd (no longer approved here)

    FRN 570937

    • Employed By (3 Oct 2014 to 4 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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