Robert Daniel Angel

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Manager of certification employee (since 19 Mar 2026)
    • SMF16 Compliance Oversight (12 Oct 2021 to 1 Mar 2024)
    • [FCA CF] Material risk taker (1 Oct 2021 to 12 Oct 2021)
    • [FCA CF] Significant management (1 Oct 2021 to 12 Oct 2021)
  • Northern Trust Investor Services Limited

    FRN 927658

    • SMF16 Compliance Oversight (since 14 Mar 2026)
    • SMF16 Compliance Oversight (27 Aug 2021 to 1 Mar 2024)
    • [FCA CF] Significant management (2 Aug 2021 to 27 Aug 2021)
    • [FCA CF] Material risk taker (2 Aug 2021 to 27 Aug 2021)
  • The Northern Trust Company

    FRN 122020

    • SMF16 Compliance Oversight (since 4 Jul 2024)
    • SMF16 Compliance Oversight (27 Aug 2021 to 1 Mar 2024)
    • [FCA CF] Material risk taker (2 Aug 2021 to 27 Aug 2021)
    • [FCA CF] Significant management (2 Aug 2021 to 27 Aug 2021)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Manager of certification employee (22 Dec 2025 to 19 Mar 2026)
    • SMF16 Compliance Oversight (4 Jul 2024 to 22 Dec 2025)
    • [FCA CF] Significant management (2 Aug 2021 to 10 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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