Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Jan 2023 to 25 May 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Oct 2024)
- CF30 Customer (7 Oct 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (16 Jan 2023 to 25 May 2023)
- CF30 Customer (7 Oct 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (16 Jan 2023 to 25 May 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.