Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (14 Sep 2022 to 31 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Feb 2018 to 31 Jul 2024)
    • [PRA CF] Managing a material risk taker (9 Feb 2018 to 19 Dec 2024)
    • [FCA CF] Client dealing (9 Oct 2017 to 31 Jul 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (14 Sep 2022 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (13 Feb 2019 to 31 Jul 2024)
    • [PRA CF] Managing a material risk taker (13 Feb 2019 to 19 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 31 Jul 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 17 Jun 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 17 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.