Robert Compton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Aug 2005 to 6 Dec 2005)
  • Robert Compton

    FRN 611310

    • (1)Employed By (since 2 Jan 2014)
  • Lewington Wealth Management Limited (no longer approved here)

    FRN 437868

    • (5)Employed By (7 Jul 2015 to 24 Oct 2019)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (11 Mar 2004 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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