Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 12 May 2022)
    • [FCA CF] Functions requiring qualifications (since 12 May 2022)
    • [FCA CF] Manager of certification employee (20 May 2022 to 20 Jan 2023)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2022)
    • CF30 Customer (12 Sep 2019 to 8 Dec 2019)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (19 Apr 2017 to 16 Sep 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (9 Dec 2015 to 29 Sep 2016)
  • Asset Value Investors Limited (no longer approved here)

    FRN 119270

    • CF30 Customer (14 Oct 2013 to 31 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.