Robert Cleaves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CALEB ROBERTS FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 497107

    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2026)
    • CF30 Customer (6 Apr 2009 to 8 Dec 2019)
    • CF1 Director (6 Apr 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Apr 2009 to 8 Dec 2019)
  • CALEB ROBERTS INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 308907

    • CF29 Significant management (1 Nov 2007 to 8 Oct 2010)
    • CF1 Director (14 Jan 2005 to 8 Oct 2010)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Caleb Roberts Financial Services Limited (no longer approved here)

    FRN 161434

    • Employed By (28 Aug 2000 to 18 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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