Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Martyn Barnes
FRN 524109
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 30 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
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- CF30 Customer (1 Nov 2007 to 27 Jul 2011)
- CF4 Partner (AR) (20 Feb 2007 to 27 Jul 2011)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (7 Apr 2005 to 31 Jan 2007)
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- Employed By (7 Apr 2005 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.