Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martyn Barnes

    FRN 524109

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 27 Jul 2011)
    • CF4 Partner (AR) (20 Feb 2007 to 27 Jul 2011)
    • CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (7 Apr 2005 to 31 Jan 2007)
  • Boss Financial Solutions (no longer approved here)

    FRN 430262

    • Employed By (7 Apr 2005 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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