Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2025)
    • CF1 Director (AR) (31 Jan 2019 to 3 Jun 2025)
    • CF30 Customer (31 Jan 2019 to 3 Jun 2025)
  • Bob Rains Wealth Management Limited (no longer approved here)

    FRN 592865

    • Employed By (31 Jan 2019 to 3 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Sep 2014 to 2 Jan 2019)
    • CF1 Director (AR) (21 May 2008 to 11 Mar 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (2 Jan 2013 to 17 Oct 2014)
    • CF30 Customer (10 Jun 2011 to 30 Dec 2012)
  • Linear Mortgage Network Limited (no longer approved here)

    FRN 408392

    • (34)Employed By (10 Jun 2011 to 2 Jan 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Aug 2007 to 11 Mar 2009)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.