Robert Charles O'Neill

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kingsmead Financial Planning Ltd
FRN 630040
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Mar 2021)
- Appointed representative dealing with clients for which they require qualification (since 27 Mar 2021)
- CF1 Director (AR) (since 11 Nov 2016)
Rob O'Neill Mortgages Ltd
FRN 458346
- (1)Employed By (since 11 Nov 2016)
The Investment Market Ltd (no longer approved here)
FRN 228198
- Employed By (1 Nov 2004 to 17 Oct 2006)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (31 Oct 2004 to 17 Oct 2006)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (16 May 2002 to 17 Oct 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (16 May 2002 to 17 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.