Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Nov 2014)
- CF30 Customer (since 10 Nov 2014)
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RCN Financial Planning Limited
FRN 630443
- (1)Employed By (since 30 Oct 2014)
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- CF30 Customer (12 Feb 2010 to 16 Apr 2010)
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- CF30 Customer (28 Nov 2007 to 13 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.