Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LeCap Asset Management Limited
FRN 829253
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 6 Feb 2020)
- CF1 Director (16 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Sep 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.