Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (since 12 Sep 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Manager of certification employee (since 12 Sep 2025)
    • [FCA CF] Client dealing (since 12 Sep 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (since 12 Sep 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2023 to 27 Jan 2025)
    • [FCA CF] Manager of certification employee (17 Oct 2018 to 27 Jan 2025)
    • [FCA CF] Material risk taker (15 Jun 2018 to 27 Jan 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2023 to 27 Jan 2025)
    • [FCA CF] Manager of certification employee (17 Oct 2018 to 27 Jan 2025)
    • [FCA CF] Material risk taker (15 Jun 2018 to 27 Jan 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 7 Mar 2023)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 25 Sep 2023)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (17 Oct 2018 to 4 Jul 2022)
    • [FCA CF] Material risk taker (15 Jun 2018 to 4 Jul 2022)
    • [FCA CF] Client dealing (2 May 2018 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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