Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 29 Apr 2020)
- [FCA CF] Functions requiring qualifications (since 29 Apr 2020)
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- (21)Employed By (1 Apr 2008 to 16 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (21)Employed By at Place Campbell TrinityBridge Limited