Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Apr 2017 to 1 Dec 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Dec 2021)
- CF30 Customer (1 Nov 2007 to 2 Oct 2012)
- CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2016 to 9 Sep 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Sep 2022)
- CF30 Customer (2 Oct 2012 to 6 Mar 2016)
- CF21 Investment Adviser (23 Sep 2004 to 1 Feb 2005)
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- CF30 Customer (2 Oct 2012 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.