Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 25 Jun 2024)
- CF30 Customer (since 7 Jun 2024)
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Quilter Financial Advisers Ltd
FRN 452529
- (259)Employed By (since 7 Jun 2024)
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- [FCA CF] Client dealing (5 Jul 2022 to 9 Oct 2023)
- [FCA CF] Functions requiring qualifications (5 Jul 2022 to 9 Oct 2023)
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- [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
- CF30 Customer (8 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.