Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (23)Employed By (since 28 Jul 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2022)
    • CF30 Customer (since 20 Jun 2022)
    • Director of firm who is not a certification employee or a SMF manager (5 Apr 2023 to 18 Sep 2025)
    • CF1 Director (AR) (4 Apr 2023 to 18 Sep 2025)
  • Union Financial Planning Ltd (no longer approved here)

    FRN 953926

    • Employed By (20 Jun 2022 to 6 Nov 2025)

Recent activity

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