Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Significant management (since 4 Nov 2024)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 1 Jan 2026)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2007)
- CF27 Investment Management (1 Dec 2001 to 13 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.