Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corbel Partners Limited
FRN 429142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 20 May 2025)
- CF30 Customer (since 15 May 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (15 Nov 2016 to 8 Dec 2019)
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Mandarin Wealth Limited
FRN 956982
- (6)Employed By (since 15 May 2025)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 31 Dec 2014)
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- (3)Employed By (1 Dec 2001 to 31 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.