Robert Brian Stevens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF3 Executive Director (17 Jun 2021 to 31 Mar 2022)
    • CF28 Systems and controls (30 Jul 2015 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF10a CASS Oversight function (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (8 May 2012 to 8 Dec 2019)
    • CF28 Systems and controls (8 May 2012 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (1 Jan 2008 to 20 Oct 2011)
    • CF28 Systems and controls (1 Jan 2008 to 20 Oct 2011)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF28 Systems and controls (1 Jan 2008 to 20 Oct 2011)
    • CF1 Director (1 Jan 2008 to 20 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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