Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NOVITAS LOANS LIMITED
FRN 716962
- (15)[FCA CF] Material risk taker (since 18 Mar 2021)
- (16)[FCA CF] Significant management (since 18 Mar 2021)
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Close Brothers Limited
FRN 124750
- SMF4 Chief Risk (since 7 Mar 2016)
- CF1 Director (17 Apr 2015 to 6 Mar 2016)
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- SMF3 Executive Director (23 Jul 2025 to 1 Dec 2025)
- SMF9 Chair of the Governing Body (23 Jul 2025 to 1 Dec 2025)
- CF1 Director (17 Apr 2015 to 8 Dec 2019)
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- CF1 Director (17 Apr 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED
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controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (15)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (16)[FCA CF] Significant management at NOVITAS LOANS LIMITED