Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (15)[FCA CF] Material risk taker (since 18 Mar 2021)
    • (16)[FCA CF] Significant management (since 18 Mar 2021)
    • SMF4 Chief Risk (since 7 Mar 2016)
    • CF1 Director (17 Apr 2015 to 6 Mar 2016)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF3 Executive Director (23 Jul 2025 to 1 Dec 2025)
    • SMF9 Chair of the Governing Body (23 Jul 2025 to 1 Dec 2025)
    • CF1 Director (17 Apr 2015 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (17 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED

  2. controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  3. controlled function added: (15)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  4. controlled function added: (16)[FCA CF] Significant management at NOVITAS LOANS LIMITED