Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Mar 2015)
    • CF30 Customer (since 25 Jan 2013)
    • Employed By (since 26 Feb 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 May 2011 to 11 Nov 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.