Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (28 Mar 2021 to 21 Jul 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 21 Feb 2014)
    • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Feb 2005 to 30 Mar 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.